Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act

August 28, 2020 FDIC, Regulation lookup 0

Title:
Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Subject: Broker-dealers
Agency: FDIC
Status: Final rule
Summary:

The Federal Deposit Insurance Corp. (FDIC) and Securities and Exchange Commission (SEC), in accordance with section 205(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), are jointly adopting a final rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under Title II of the Dodd-Frank Act (“Title II”).
FR Doc: 2020-16468
Date proposed: March 2, 2016 (date of Federal Register publication)
Comments due date:

 
Final rule effective date: Oct. 30, 2020
Rule compliance date:
Agency release:

 
Related Reg Report item(s):

After more than four years, agencies finalize Dodd-Frank rule for orderly liquidation of covered broker-dealers