Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
The Federal Deposit Insurance Corp. (FDIC) and Securities and Exchange Commission (SEC), in accordance with section 205(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), are jointly adopting a final rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under Title II of the Dodd-Frank Act (“Title II”).
|Date proposed:||March 2, 2016 (date of Federal Register publication)|
|Comments due date:||
|Final rule effective date:||Oct. 30, 2020|
|Rule compliance date:|
|Related Reg Report item(s):|