Latest developments from the Office of the Comptroller of the Currency (regulator of national banks)
Regulators slap JPMorgan Chase with nearly $350 million in fines for shortfalls in monitoring trading activities – including for misconduct
Fines of nearly $350 million were assessed against JPMorgan Chase Bank, N.A. (JPMC) Thursday related to deficiencies in the company’s trade surveillance program, including inadequacies in monitoring trading activities for market misconduct, two regulators announced […]