Major compliance and operational risks for national banks and federal savings associations – including compliance risks associated with the Bank Secrecy Act (BSA) and the Community Reinvestment Act (CRA), and operational risks associated with systems and processes – are the focus of two workshops in Memphis during May, hosted by the federal regulator of the institutions.
The Office of the Comptroller of the Currency (OCC) is hosting the workshops May 8 and 9 at the DoubleTree Memphis Downtown Hotel. The program is designed for directors of national banks and federal savings associations supervised by the OCC.
The May 8 compliance risk workshop looks at those risks associated with BSA, CRA, the Flood Disaster Protection Act, fair lending, the Home Mortgage Disclosure Act (HMDA), and other compliance areas of interest.
The May 9 operational risk workshop looks at the risks associated with people, processes, and systems; it also covers governance, third-party risk, vendor management, internal fraud, and cybersecurity.
Both workshops are led by OCC supervisory staff.
Cost is $99 (includes course materials and publications); participation is limited to the first 35 registrants.