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What's up
  • [ August 3, 2026 ] FinCEN: UBS Financial Services hit with $125 million fine over ‘recidivist’ BSA violations Other
  • [ August 3, 2026 ] OCC proposes changes in disclosure of confidential supervisory info, more OCC
  • [ July 31, 2026 ] Banks under $10 billion will reap significant easing of CRA rules under proposal FDIC
  • [ July 31, 2026 ] Fed proposes to ‘modernize’ mutuals’ capital framework, including easier transition to stock held The Fed
  • [ July 31, 2026 ] FDIC, Fed propose higher thresholds, indexes for lending to officers, other insiders FDIC
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NCUA

Credit union agency OIG told CAMEL getting an ‘S’ by year-end, reports on insurance fund loss review, more

May 14, 2018 0

A semiannual report to Congress covering activities and findings from Oct. 1, 2017, through March 31, 2018, of the National Credit Union Administration (NCUA) Office of Inspector General (OIG) indicates the agency is expected by […]

Federal financial regulation

UPDATED: Appraisal management company registry plan sent to OMB, out for comment one more time

May 14, 2018 0

The federal panel responsible for oversight of states’ real estate appraiser regulatory programs will accept comments until June 14 on the information it plans to collect for a national registry of appraisal management companies (AMCs), […]

Other

Hearing this week will look at effectiveness of CDD rule (which took effect last week)

May 14, 2018 0

How the “customer due diligence” rule (which took effect for compliance on Friday) advances the effectiveness of anti-money laundering and combatting the financing of terrorism is the focus of a Wednesday hearing in the House. […]

Today

  • FinCEN: UBS Financial Services hit with $125 million fine over ‘recidivist’ BSA violations

    August 3, 2026 0
    Calling it the largest such fine it has assessed against a broker-dealer, Treasury’s financial crimes enforcement network Monday announced a $125 million fine against UBS Financial Services Inc. (UBSFS) over “willful” violations of the Bank Secrecy Act (BSA). The Financial [...]
  • OCC proposes changes in disclosure of confidential supervisory info, more

    August 3, 2026 0
    A proposed rule to modify the process for getting agency approval to disclose its non-public information, and allow the disclosure of confidential supervisory information (CSI) without agency approval, was announced Monday by the national bank regulator. The Office of the [...]
  • Banks under $10 billion will reap significant easing of CRA rules under proposal

    July 31, 2026 0
    Smaller banks – those with $10 billion or less in assets – would receive significant easing of anti-redlining regulations under a joint proposal issued by the national bank regulator and federal bank deposit insurance agency announced Friday. Under the proposal, [...]
  • Fed proposes to ‘modernize’ mutuals’ capital framework, including easier transition to stock held

    July 31, 2026 0
    The capital framework for mutual savings banks – including increased flexibility to raise capital – would be “modernized,” and make it easier for the banks to convert to stock held, under a proposal issued Friday by the Federal Reserve, the [...]
  • FDIC, Fed propose higher thresholds, indexes for lending to officers, other insiders

    July 31, 2026 0
    Thresholds for certain lending limits for executive officers and other insiders of banks would be raised and indexed under a proposal issued Friday by the federal bank deposit insurance agency and the nation’s central bank. The Federal Deposit Insurance Corporation [...]
  • Former Wisconsin credit union worker prohibited by federal agency

    July 31, 2026 0
    A former worker at a Wisconsin credit union was prohibited by the federal regulator after being convicted in state court of misappropriating identification information, the agency said. Jordan L. McCarthy, according to the National Credit Union Administration (NCUA), a former [...]

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